OXLC insider buying – Oxford Lane Capital Corp.
16 insider purchases since 2016 worth $56.3M by 6 different insiders. Last 12 months: 0 purchases, $0. Most recent filing: 2024-12-17.
Same time range as the chart above - each mark sits under the week of the trade. Circles = purchases (height = price paid, size = amount), red triangles = open-market sales of $50k+. Prices as reported, not adjusted for later stock splits. 13 older purchases (before the 5-year window) are listed in the table below.
Purchases are open-market buys (SEC Form 4, code "P") - insiders paying with their own money. Sales are open-market sales (code "S") of $50,000 or more; many sales are pre-planned (Rule 10b5-1) or made for taxes and diversification. Each row links to the original filing.
Bought, sold, still holding?
| Insider | Bought | First / last buy | Sold since 2016 | Holds now* | Status |
|---|---|---|---|---|---|
| COHEN JONATHAN H CEO | $40.1M 3× · 7,614,728 sh | 2020-03-18 2024-12-17 | – | 7,824,728 shares as of 2024-12-17 | Holds - never sold |
| Frantz Leroy Scott 10% Owner | $15.0M 2× · 600,000 sh | 2017-06-14 2020-02-06 | – | 612,762 shares as of 2021-04-19 | Holds - never sold |
| ROSENTHAL SAUL B CEO | $956,746 4× · 109,887 sh | 2017-06-22 2020-03-18 | – | 7,789,887 shares as of 2024-12-17 | Holds - never sold |
| Ashenfelter Mark Jeffrey Director | $102,180 3× · 15,000 sh | 2018-12-20 2023-03-10 | – | 30,000 shares as of 2023-03-13 | Holds - never sold |
| Reardon John Stuart Director | $57,450 2× · 6,000 sh | 2019-08-30 2020-02-13 | – | 6,000 shares as of 2020-02-18 | Holds - never sold |
| Shin David S. Director | $48,200 2× · 5,000 sh | 2018-02-27 2020-02-07 | – | 5,728 shares as of 2020-02-10 | Holds - never sold |
* Shares held after the insider's most recent SEC filing for this company (all share classes, direct and indirect). If an insider stops filing, later changes are not known.
Insider buying and selling by year
| Year | Purchases | Bought | Buyers | Sales | Sold |
|---|---|---|---|---|---|
| 2024 | 2 | $40.0M | 1 | – | – |
| 2023 | 1 | $31,080 | 1 | – | – |
| 2021 | 0 | – | – | 3 | $14.8M |
| 2020 | 7 | $10.4M | 6 | – | – |
| 2019 | 2 | $539,150 | 2 | – | – |
| 2018 | 2 | $43,040 | 2 | – | – |
| 2017 | 2 | $5.2M | 2 | – | – |
Insider purchases
| Filed | Insider | Role | Shares | Avg price | Value | Holdings | Filing |
|---|---|---|---|---|---|---|---|
| 2024-12-17 | COHEN JONATHAN H | CEO | 2,960,000 | $5.08 | $15.0M | +60.8% | SEC |
| 2024-05-29 | COHEN JONATHAN H | CEO | 4,630,000 | $5.40 | $25.0M | +1972.5% | SEC |
| 2023-03-13 | Ashenfelter Mark Jeffrey | Director | 6,000 | $5.18 | $31,080 | +25.0% | SEC |
| 2020-03-19 | COHEN JONATHAN H | CEO | 24,728 | $2.29 | $56,627 | +11.8% | SEC |
| 2020-03-18 | ROSENTHAL SAUL B | CEO | 37,187 | $2.36 | $87,761 | +22.9% | SEC |
| 2020-03-16 | ROSENTHAL SAUL B | CEO | 32,700 | $5.00 | $163,585 | +25.2% | SEC |
| 2020-02-28 | Ashenfelter Mark Jeffrey | Director | 6,000 | $8.05 | $48,300 | +33.3% | SEC |
| 2020-02-18 | Reardon John Stuart | Director | 3,000 | $9.30 | $27,900 | +100.0% | SEC |
| 2020-02-10 | Shin David S. | Director | 3,000 | $9.32 | $27,960 | +110.0% | SEC |
| 2020-02-10 | Frantz Leroy Scott | 10% Owner | 400,000 | $25.00 | $10.0M | SEC | |
| 2019-11-26 | ROSENTHAL SAUL B | CEO | 20,000 | $25.48 | $509,600 | +90.0% | SEC |
| 2019-09-03 | Reardon John Stuart | Director | 3,000 | $9.85 | $29,550 | SEC | |
| 2018-12-21 | Ashenfelter Mark Jeffrey | Director | 3,000 | $7.60 | $22,800 | +20.0% | SEC |
| 2018-02-28 | Shin David S. | Director | 2,000 | $10.12 | $20,240 | SEC | |
| 2017-06-23 | ROSENTHAL SAUL B | CEO | 20,000 | $9.79 | $195,800 | +18.2% | SEC |
| 2017-06-14 | Frantz Leroy Scott | 10% Owner | 200,000 | $25.00 | $5.0M | SEC |
Insider sales
| Filed | Insider | Role | Shares | Avg price | Value | Type | Filing |
|---|---|---|---|---|---|---|---|
| 2021-07-23 | Wilton Reassurance Co | 10% Owner | 443,300 | $26.20 | $11.6M | Sale | SEC |
| 2021-06-29 | Eagle Point Credit Management LLC | 10% Owner | 14,321 | $24.97 | $357,586 | Sale | SEC |
| 2021-06-28 | Eagle Point DIF GP I LLC | 10% Owner | 112,598 | $25.05 | $2.8M | Sale | SEC |
Compiled automatically from public SEC filings. Not investment advice. Get every new insider purchase in the daily report.
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